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NLF TAX & LEGAL

Form 10IE: A Step-by-Step Guide to Opting for the New Tax Regime and Online Submission Process


To opt for the new tax regime, individuals or Hindu Undivided Families (HUFs) who earn income from business or profession are required to file Form 10IE. This form serves as a declaration of their choice to pay income tax under the new tax regime.


By submitting Form 10IE, they inform the income tax department about their preference.

It's important to note that taxpayers who do not earn income from business or profession can simply select the new regime in the Income Tax Return (ITR) form without the need to file Form 10IE. This requirement applies specifically to those filing ITR-3 and ITR-4, while individuals using other ITR forms such as ITR-1, ITR-2, and others are not obligated to submit Form 10IE.


What is the new tax regime?

The new tax regime refers to an alternative tax structure introduced by the government that offers lower tax rates compared to the traditional or old tax regime. Under the new tax regime, many deductions and tax benefits that were available in the old regime are not allowed.


Taxpayers have the option to choose between the old and new tax regimes based on their preference and financial circumstances. It's important to note that this choice must be made and submitted using Form 10IE before filing the income tax return.


To determine the income tax slab applicable to you under both the old and new tax regimes, you can refer to the official income tax department's website or consult a tax professional for accurate information.


When to submit Form 10IE?

Form 10IE needs to be submitted prior to filing your income tax return (ITR). It is important to complete the submission of Form 10IE before initiating the process of filing your ITR under the new tax regime.


Once you have successfully submitted Form 10IE, you will receive a 15-digit acknowledgment number. This acknowledgment number is crucial and must be mentioned when filing your ITR under the new tax regime. It serves as proof that you have opted for the new tax regime and allows you to proceed with the ITR filing process accordingly.



Time limit for filing Form 10IE

Individuals with business income who wish to file Form 10IE should do so before the due date of filing their income tax return (ITR). The regular due date for filing ITR is typically July 31st of the assessment year. However, it's important to note that the government may extend the due date in certain cases.


Therefore, taxpayers should ensure that they file Form 10IE before the applicable due date of filing their ITR. This allows them to meet the requirement of submitting Form 10IE within the specified timeframe and proceed with filing their ITR under the new tax regime. It's advisable to stay updated on any official announcements or notifications regarding the due date to ensure compliance.


How to File?

To file Form 10IE online, you can follow these steps:


STEP 1 - Access the e-filing portal: Visit the official e-filing portal of the income tax department.


STEP 1


STEP 2: On the dashboard, click ‘e-File’ > ‘Income tax forms’ > ‘File Income Tax Forms’



STEP 2

STEP 3: Scroll down to select Form 10-IE. Alternatively, enter Form 10-IE in the search box. Click on ‘File now’ button to proceed.


STEP 3


STEP 4: Select the Assessment Year for which you are filing the return. For eg: If you are filing taxes for the income earned in FY 2022-23, then select AY 2023-24.



STEP 4

STEP 5: After clicking on 'Let's Get Started', you will be directed to Form 10-IE, which consists of four sections:


(a) Assessing Officer: In this section, the details of the Assessing Officer will already be filled in for you. You simply need to review these details and confirm their accuracy.


(b) Basic Information: This section pertains to providing essential personal and contact information. You will need to enter details such as your name, address, PAN (Permanent Account Number), and other relevant information as required by the form.


(c) Additional Information: The third section of Form 10-IE is for providing any additional information that may be necessary. This may include details specific to your business or profession income, if applicable. Enter the required information accurately in the provided fields.


(d) Verification: The final section of the form is the verification section. Here, you will need to sign and declare the information provided in the form as true and correct to the best of your knowledge. The verification section may also require you to enter the date and place of verification.

STEP 5


STEP 6: Basic Information

Under Basic Information section, all your basic information like Name, PAN, Address are auto-filled. You will be required to provide the following information:

  • Whether you have any income from business or profession? (Select ‘Yes’)

  • Now select the ‘Nature of Business’. You may choose multiple business codes, if applicable.

STEP 6


STEP 7: In the Assessing Officer section, you need to provide information about any IFSC units you have, if applicable. Additionally, you must indicate whether you had chosen to pay tax according to the new tax regime in any previous years and if you now want to withdraw that choice. After entering this information, make sure to save it before moving on to the next section.

STEP 7


Step 8: Verification

Verification section contains self-declaration where you will be required to check the boxes and agree to the terms and conditions. Verify whether all the details are correct and save the information. Once done, click on ‘Preview’ to review Form 10IE.


STEP 8


Step 9: After reviewing all the information, ‘Proceed’ to e-verify'. You can e-verify either through:

  • Aadhaar OTP

  • Digital Signature Certificate (DSC)

  • Electronic Verification Code (EVC)

STEP 9


STEP 10: After successfully e-verifying your filed form, a message confirming the success will be shown. This message will include a Transaction ID and an Acknowledgement Receipt Number. It is important to make a note of these numbers for future reference. Additionally, you will receive a confirmation message on the email ID registered with the e-Filing portal.


To download the filed form and locate the acknowledgment number, follow these steps: Go to the 'e-File' section on the portal and navigate to 'Income Tax Forms'. From there, select 'View Filed Forms'. You will be able to download the form and find the acknowledgment number within the downloaded document.


Remember to keep a record of the Transaction ID, Acknowledgement Receipt Number, and any confirmation emails for your records and reference.

STEP 10



How to switch between the old and new tax regimes?

Individuals having ‘Income from Business or Profession’

Individuals having income ‘other than business or profession income’

Individuals with business income have a limited opportunity to switch between the old and new tax regimes. They can choose the new tax regime once, but only once in their lifetime. After selecting the new tax regime, they have the option to switch back to the old regime if they desire. However, once they make the decision to switch back, they will not be able to choose the new tax regime again in the future. In essence, individuals with business income have a one-time chance to switch between the tax regimes, after which they will be bound by their final choice.

An individual who earns salaried income and does not have business income has the flexibility to switch between the new and old tax regimes on an annual basis. They can choose either the new or old tax regime each year based on their preference and financial circumstances. Unlike individuals with business income, there are no limitations on the number of times they can switch between the tax regimes. This allows them the freedom to evaluate the benefits and drawbacks of both regimes each year and make an informed decision accordingly.

Considering the limitations on switching tax regimes for individuals with business income, they may need to file Form 10IE twice during their lifetime:


1. First Filing: The initial filing of Form 10IE is required to select the new tax regime. This is done to inform the income tax department about their choice of paying taxes under the new regime.


2. Second Filing: If individuals with business income decide to switch back to the old tax regime after having chosen the new regime, they will need to file Form 10IE again. This second filing serves as a declaration of their intent to return to the old tax regime.

Salaried individuals are exempt from the requirement of filing Form 10IE. Instead, they have the convenience of choosing the new tax regime directly through the Income Tax Return (ITR) forms. This means that salaried individuals can simply indicate their preference for the new tax regime when filling out their ITR forms, without the need for filing Form 10IE separately. The process allows salaried individuals to easily opt for the new tax regime without any additional paperwork or filing obligations.


Click here to download the Form 10-IE

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